7th Fraud Countermeasures Study Group Attorney/Certified Public Accountant Explains the Way to Visualize Workplaces and Achieve Global Compliance by Utilizing Internal Audits and Whistle-Blowing Systems
Due to the impact of the revised Whistleblower Protection Act, which came into force in 2022, and the restart of global business in the after-corona world, many Japanese companies are considering and implementing measures to strengthen global compliance.On the other hand, the term "global compliance" has taken on a life of its own, and we are at a loss as to what should be done, with what priority, and what goals and indicators should be set in the first place.・We often hear that there is a lack of unity among departments.
Therefore, in this study session, we invited Mr. Takinori Sato, a lawyer from AsiaWise Law Office, and Mr. Kohei Yamazaki, a representative certified public accountant from AsiaWise Accounting Office, to give an overview of recent laws and regulations concerning internal audits and whistleblowing. Above, while explaining the worst case in case of emergency and the points that will become problems in practice, we will talk about how to build a global compliance system.While exploring the reasons why emergency response and normal risk management do not work organically, we will explain effective preventive measures and countermeasures from the perspectives of lawyers and certified public accountants who are good at each.
◆Title: Lawyer/Certified Public Accountant Explains the Way to Visualize Workplaces and Achieve Global Compliance by Utilizing Internal Audits and Whistle-Blowing Systems
◆Date: Thursday May 2023th 7 @ 13:14 ~ 00:15 (JST)
◆ Tools used: Zoom Webinars
Since 2010, he has accumulated eight years of experience mainly in domestic disputes such as corporate cases and court cases, and joined AsiaWise in 8.After being stationed in India for about two years, he has been working mainly on overseas projects ranging from M&A to disputes and troubleshooting in India and Southeast Asia.Among them, based on the experience of being in charge of many frauds and compliance violations that frequently occur in India, he set up an Asian emergency response team in charge of the same cases, and various projects related to global compliance in order to make use of his experience in emergency response in designing systems during normal times. are engaged in
After passing the certified public accountant examination, he engaged in statutory auditing and international tax consulting at a major accounting firm. After that, he was assigned to the Chinese office of a major accounting firm and engaged in international tax consulting for Japanese companies expanding into China. engaged.After returning to work, worked in the risk advisory department of a major accounting firm, engaged in governance strengthening projects for global companies, various investigations related to inappropriate accounting and quality scandals at domestic and overseas bases, internal audits of multiple overseas bases, etc., 2021 Joined AsiaWise and has been involved in numerous advisory services related to the establishment of global governance and compliance systems.
FRONTEO Inc.
Director / AI Solution Business Management and President's Office Manager
Mari Yamamoto
After joining an advertising agency, she was enrolled in a risk management company.Launch the mental health care business, execute business plans, product development, marketing, and sales strategies, and lead to the top market share in the industry. In 2014, she became a director of the company and was listed on the First Section of the Tokyo Stock Exchange in 2017.
Joined FRONTEO Inc. in December 2018 and became a director in 12, managing and directing the entire AI solution business.
In the life science AI business, we will promote development in the digital health field such as diagnosis support and disease prediction using the AI engine "KIBIT".In the drug discovery field, we will greatly improve the efficiency of drug discovery research by fusing AI and drug discovery experts.・Develop business that supports acceleration and improvement of success rate, and challenge new areas in life science.
In the business intelligence business, he uses KIBIT to lead corporate DX promotion support.We will also develop AI-based solutions in the economic security field to support governments, public offices, and companies.
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